The Difference Between Policies Standards Guidelines and Procedures

One of the more confusing elements of security policies is the interaction between policies, standards, guidelines, and procedures. First, let's define what we mean by each:

  • Policy A policy is a document that outlines the requirements or rules that must be met. Policies frequently refer to standards or guidelines as the basis for the existence. The scope of a policy tends to be a broad, high level statement of intent. An example of a policy is an Encryption Use Policy, which might state to the effect of "encryption should be used in these circumstances."
  • Standard A standard is a set of requirements, typically system or technology specific, that must be adhered to by everyone. The scope of a standard tends to be to specify the requirements about a given technology or area. An example might be defining that the only acceptable encryption algorithms are Triple DES (3DES) or Advanced Encryption Standard (AES).
  • Guideline A guideline is similar to a standard, but it differs in that unlike a standard, a guideline is merely a recommendation or suggestion that should probably be followed but is not necessarily required. Guidelines and standards are largely interchangeable in most cases.
  • Procedure A procedure defines the process that is followed to meet the requirements of a policy, standard, or guideline. The scope of a procedure is the specific step-by-step processes and procedures that should be followed for implementing a given standard or guideline. An example of this might be defining the procedures required to implement 3DES or AES encryption on your firewalls.

Figure 10-2 helps to illustrate the relationship between policies, standards, and procedures as a pyramid. Keep in mind that standards and guidelines are interchangeable and occupy the same level in the pyramid. As you go down the

pyramid, the documents get more detailed and are more subject to change. So, policies are broad and do not change often. Standards and guidelines are more detailed but more susceptible to change. Procedures are extremely detailed and may frequently change as they incorporate new standards or methods of performing the given tasks.

Figure 10-2. Policies, Standards, and Procedures Pyramid

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Readers' Questions

  • Cindy
    What is the main difference between policies and procedures?
    2 months ago
  • The main difference between policies and procedures is their level of detail and their overall purpose:
    1. Policies: Policies are high-level guidelines or principles that outline the overall objectives and philosophy of an organization. They provide a framework for decision-making and establish the boundaries within which procedures are created. Policies are typically broad in nature and are often written in a more general and concise manner.
    2. Procedures: Procedures, on the other hand, are specific step-by-step instructions or guidelines that outline how tasks or activities should be performed. They are more detailed than policies and provide specific instructions on how to carry out tasks, processes, or activities. Procedures are specific to the organization and may vary based on the specific needs and requirements of different departments or units.In summary, policies set the direction and provide a broad framework for decision-making, while procedures outline specific steps and instructions for carrying out tasks or activities.
    • T
      What is the difference between a policy and a standard?
      2 months ago
    • A policy is a high-level guiding principle or statement that outlines the overall goals and objectives of an organization. It serves as a broad framework for decision-making and directs behavior within the organization. Policies are typically set by senior management and provide guidelines for employees to follow. On the other hand, a standard is a specific set of requirements or criteria that must be met in order to achieve compliance with a policy or achieve a specific outcome. Standards are more detailed and specific than policies and provide more specific instructions on how to implement policies. In summary, a policy is a general statement that sets the direction and principles for an organization, while a standard is a specific set of guidelines that must be followed to comply with a policy.
      • rosa oldbuck
        What is the difference between a standard and a procedure?
        2 months ago
      • A standard and a procedure are both important components of any organization's operations or processes. However, there are distinct differences between the two:
        1. Definition:- Standard: A standard is a document or set of requirements that provides guidelines, rules, or specifications for achieving consistency, quality, or uniformity in products, services, or processes. Standards are generally broad and can be applied across different areas of an organization. - Procedure: A procedure is a step-by-step sequence of actions or instructions that outlines how a task or activity should be performed. Procedures are specific and detailed, often providing specific guidelines on the implementation of a standard.
        2. Purpose:- Standard: The purpose of a standard is to establish benchmarks or guidelines to ensure consistency, safety, quality, or compliance in various areas of an organization. Standards help to set expectations and provide a foundation for decision-making and improvement. - Procedure: Procedures, on the other hand, describe the specific actions that need to be followed to carry out a task or activity in a standardized manner. They provide employees with a clear and structured process to accomplish their tasks efficiently and effectively.
        3. Level of Detail:- Standard: Standards are usually more general, high-level, and provide overarching guidelines. They often set overall objectives, principles, or general requirements that need to be met. - Procedure: Procedures are more specific and detailed, breaking down the steps or tasks involved in accomplishing a particular objective. They include precise instructions, sequential order, and often include time frames.
        4. Flexibility:- Standard: Standards can have some flexibility in their implementation, allowing organizations to adapt them to their specific needs or circumstances. - Procedure: Procedures tend to be less flexible as they provide specific instructions that should be followed precisely to achieve desired outcomes. They are usually rigid and leave little room for variation. In summary, a standard is a broader guideline or requirement, while a procedure is a detailed set of instructions for carrying out a specific task or process. Standards provide a foundation for decision-making and improve consistency, while procedures provide a structured approach to execute tasks precisely.
        • Marianna
          What is the difference between rules and procedures?
          10 months ago
        • Rules refer to general guidelines or principles that dictate how members of an organization, company, or group should behave, while procedures are a set of specific instructions that describe step-by-step how a task should be completed. Rules provide the framework within which procedures can be developed, while procedures specify the exact steps that must be followed to ensure compliance with the rules.
          • Ramsay
            What is the difference between processes and procedures?
            10 months ago
          • A process is an interconnected set of activities leading to the production of a product or service. It can involve any number of methods, resources, and decisions along the way to the end goal. A procedure, on the other hand, is a set of well-defined, step-by-step instructions that must be followed in order to complete a task or accomplish a goal. While processes are typically more open-ended, procedures are highly specific and must be followed with little or no deviation in order for the task or goal to be successfully completed.
            • jere
              What is the difference between procedure and process?
              10 months ago
            • A procedure is a set of specific steps or tasks that are required to complete an activity or process. It is like a recipe for a specific outcome. A process is a more general term that describes the flow of activities and tasks that are required to complete a larger goal. It is like a plan that outlines the sequence of steps and tasks needed to achieve a desired outcome.
              • milo
                What is the difference between policies and procedures?
                10 months ago
              • Policies and procedures are similar in that they both provide guidance on how to conduct business. The primary difference between policies and procedures is that policies provide the framework and overall guidelines for an organization, while procedures explain the specific steps to carry out a policy. In other words, policies set the direction for an organization, while procedures provide the specific instructions for how to achieve that direction.
                • Mathias Traugott
                  What is the difference between a policy and a procedure?
                  10 months ago
                • A policy is a set of broad guidelines or principles that an organization follows in order to achieve specific goals or objectives. It is generally developed to guide decision-making or behavior and to ensure that operations are carried out in a consistent manner. Policies are generally top-down, meaning they are created by management and enforced throughout the organization. A procedure is a set of specific steps that must be taken in order to complete a task or achieve a goal. Procedures are often focused on a specific activity, such as how to log into the company's computer system, how to process customer orders, or how to file a report. Procedures are typically more detailed and specific than policies, and may include diagrams, diagrams and descriptions of each step. Procedures tend to be developed from the bottom up, meaning they are created by the staff carrying out the task.
                  • LATOYA
                    What are the differences between a policy a standard and a practice?
                    10 months ago
                  • A policy is a set of rules, guidelines, or principles used to govern decisions and achieve rational outcomes. Policies are generally established by an organization to guide decisions and actions, and to promote consistency and fairness. A standard is a set of criteria used to ensure that products, processes, and services meet a minimum level of quality. They often form the basis for specifications, measurements, and tests. A practice is a method or procedure used to perform or accomplish a particular task. Practices are established through trial and error or by studying the behavior of successful individuals or organizations. Practices can be shared and adopted by others to help improve performance.
                    • NICOLE G
                      What are the differences between a policy, a standard, and a procedure?
                      10 months ago
                    • A policy is a set of guiding principles used to determine decisions and actions within an organization. It is typically an overall statement of direction rather than a specific rule. A standard is a specific statement of expected practice or performance that is used as a baseline within an organization. It is typically more concrete than a policy and includes rules, guidelines and benchmarks. A procedure is a set of steps or processes used to implement and enforce a policy or standard. It is a step-by-step series of tasks outlined for staff to complete in order to ensure compliance with a policy or standard.
                      • madoc sandyman
                        What are standards in relation to IT policies?
                        1 year ago
                      • Standards in relation to IT policies are specific rules, protocols, and guidelines that organizations must follow in order to ensure the security and reliability of their IT infrastructure, systems, and networks. These standards are designed to help organizations protect their data and maintain the confidentiality, integrity, and availability of their systems. They often include requirements related to hardware and software security, network security, data security, access control, authentication, and auditing.
                        • mentha boffin
                          How are guidelines different from standards and policies and their similarities?
                          1 year ago
                        • Guidelines are more general and flexible than standards and policies, while standards and policies are often more specific and mandatory.